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He's the law west of the Pecos-all
the way to El Paso, actually, and in other directions, too: Waco,
and Del Rio, San Antonio and Austin-and everything in between.
He's US District Judge Sam Sparks-one
of thirteen US District judges for the Western District of Texas.
Unlike that other Law West of
the Pecos, "Hangin' Judge Roy Bean," who sold whiskey
to railroad workers in the West Texas Chihuahuan desert town of
Langtry, where he ruled the roost as an erratic frontier justice
of the peace, Judge Sam Sparks is a longtime trial lawyer and respected
jurist known by US presidents and senators and even US Supreme Court
nominee Harriet Miers.
Sparks presides over the District's
Austin territory, a responsibility he's held since his appointment
by President H.W. Bush in October 1991.
As a federal judge, Sparks decides
cases involving violations of the US Constitution and federal laws,
as well as cases in which the United States is a party, mostly civil
lawsuits. But there have been high-profile criminal cases as well,
such as the sentencing of former Texas Attorney General Dan Morales
(for mail fraud and filing false tax returns) and the trial of Gary
Paul Karr for federal wire fraud (in connection with the kidnapping
and murders of atheist Madalyn Murray O'Hair and her son and granddaughter).
One day you'll find him granting
a stay of execution for a prisoner on Texas' death row. The next
day you might see him administering the oath of American citizenship
to immigrants or chastising FBI agents for an unlawful search and
seizure, or hunkered down with engineers and corporate attorneys
untangling the knotted issues of a high-tech patent dispute.
"I get here about 7 or
7:15am and never know what I'm going to be doing," says Sparks,
who turned sixty-six in September. "I mean you've got things
scheduled. You know you're in trial. But you never know if an injunction
is coming in or what problems are going to come up-and that keeps
the staff and me very interested."
He holds court in the federal
courthouse built in 1931, next door to a building that once housed
the state district courtroom where short story writer and Austin
resident William Sydney Porter (alias O. Henry) was convicted of
bank embezzlement in 1898 and sentenced to a federal penitentiary.
Sam Sparks attended O. Henry Middle School.
Speaking of literature, Judge
Sparks has been known to write a poem or two-and insert them in
his opinions.
This summer he performed in
Shakespeare's Twelfth Night with student actors and another
US District judge, Harry Lee Hudspeth. (It was at the Shakespeare
Under the Stars Gala, a theater arts fund-raiser at the Harry Ransom
Center.)
But whimsy is not a word applied
to him by attorneys who have practiced before him.
"Judge Sparks is a tough
taskmaster for everyone," says Renea Hicks, whose practice
includes constitutional litigation (environmental, telecommunications
and election law, much of which ends up in federal court).
"He likes people to get
to the point," Hicks says. "He doesn't like them to beat
around the bush and use euphemisms for what they're trying to say.
He is equally tough this way on all comers," Hicks says. "This
is not an unusual for a judge but I would say it's a more dominant
or prominent with Judge Sparks than some other judges. It's just
characteristic of being in his courtroom. You have to work extra
hard and be straightforward. He doesn't like obfuscation,"
Hicks adds.
Fred Lewis, an Austin attorney
who no longer practices but has tried cases in Sparks' court, says,
"He's very smart, very independent. He works hard and he doesn't
suffer fools gladly. I was always happy to be in his court because
I always figured I'd get a fair shake and that's all you can ask
for as an attorney. But I wouldn't want to go into his courtroom
unprepared."
Bill Bunch is executive director
and chief legal counsel for the Save Our Springs Alliance, an organization
that strives to protect the Barton Springs Edwards Aquifer and other
Hill Country watersheds from pollution and has squared off with
federal agencies in US District courtrooms. Bunch says, "We
don't always like his rulings but he's smart and he cares about
the community."
Gary Schumann, a commercial
litigator who has tried insurance liability cases before Judge Sparks,
says, "He goes by the law, which is not always the case with
judges. So if you have a case where the law is clearly on your client's
side, you can expect the judge to rule in your client's favor."
Sparks, who will receive the
Trial Judge of the Year award this month from the Texas Chapter
of the Board of Trial Advocates, takes this sober view of his role
in society: "With the exception of the president of the United
States a federal judge has more power than anybody in the United
States," he says. "We have the authority to stop traffic
and close international boundaries, and even to stop state government.
"Of course your appellate
courts can rescind whatever you do but that takes a long time. But
as far as the day-to-day immediate action, state law or federal
law, federal district judges have the authority to almost do anything,
I guess.
"Just like today they came
in with this case to enjoin the City (of Austin) from enforcing
its own smoking ban ordinance. I don't want to talk about this case
of course, because the merits are still there.
"But a federal judge has
enormous authorities and powers. The real key to this job is learning
how not to use this power," Sparks says.
A storied family history
There is no "hanging judge"
in Sparks' family tree but there is a "hanging sheriff"
who, unlike Judge Roy Bean (who never hung anybody, according to
the Handbook of Texas Online), did hang a prisoner outside
his jail in Belton, Texas.
The hanging sheriff was Judge
Sparks' great-grandfather Samuel Sparks, sheriff of Bell County.
Sparks has a photo in his office of the 1891 hanging.
Sheriff Sparks' son, also named
Sam, succeeded him as sheriff of Bell County in 1897. This Sam Sparks
became president of the Texas Sheriff's Association in 1903 and
the Texas state treasurer in 1906. Judge Sparks has a photo of him
in his office, too. His grandfather, State Treasurer Sam Sparks,
is shown at work, wearing his six-guns under his coat.
"He became famous when
he got a call and learned some carpetbaggers had stolen a bunch
of money. He and his staff went out with shotguns and found them
and arrested them and found $1.8 million. That was in 1912-and so
that was some cash in those days," says Sparks, who also has
a photo of the pile of stolen cash and framed news clips of the
event. Later Treasurer Sparks became a prominent Austin banker and
civic leader.
Our Sam Sparks does not wear
six-guns to work. But he's been known to, as Texas Lawyer
magazine once put it, "fire off verbal rounds" in his
rulings and orders.
Sam Sparks father, Jack Sparks,
practiced law at the Austin firm Hart and Brown, after a stint as
a Travis County assistant district attorney. A gifted athlete, Jack
Sparks made sure that his sons, Joe and Sam, knew how to spar in
the boxing ring-not bad preparation for a trial lawyer. "We
had to fight and do all this Golden Gloves stuff because (dad) was
a boxer, a boxing champion during the war. He just felt like boys
needed to know that," Sparks says.
Sam Sparks the younger participated
in athletics, made the National Honor Society and became senior
class president at Austin High School. He studied primarily English
and history in the Plan II program (a liberal arts honors program)
at the University of Texas at Austin and graduated from UT law school.
Sparks began his legal career
as a law clerk to Homer Thornberry, US District Judge for the Western
District of Texas El Paso Division. In 1965, Sparks joined the El
Paso law firm of Hardie, Grambling, Sims and Galatzan (now Grambling
and Mounce). He found that he loved sparring in the courtroom. He
tried insurance and malpractice liability cases, always as a defense
attorney. Clients included doctors, hospitals and the law firms
of insurance companies. "I was fortunate to have a very good
docket and tried cases all over-asbestos cases, Thalidomide cases,
Dalkon Shield (intrauterine device) cases, railroad injury and explosion
cases," he says.
He became certified in civil
and personal injury trial law and was admitted to practice in federal
courtrooms, right up to the United States Supreme Court. Although
he had cases before the Supreme Court, he never argued before that
court.
His name first appeared on a
list of prospects to be federal judge during the Carter Administration
and it stayed on that list through the Reagan and Bush years, although
he was not a Republican.
When US Senator Phil Graham
submitted his name to President Bush, Sparks was executive director
of Grambling and Mounce, running the forty-person El Paso firm.
His wife, Arden Reed Sparks, had died the previous year. (He married
his second wife, Melinda Echols, formerly of Fort Worth, in 1995.
Between them they have six children and eight grandchildren.)
"When Reagan came in, every
Democrat judge in Dallas and every judge in Houston was defeated,
and you had Republican judges in both cities. And I'm sure there
were Republican federal judges who were politically appointed. I
don't know. But I just know it was a terrible time. I had to get
all of my clients to different lawyers. Then I underwent an incredible
FBI investigation of every home I'd ever been in for longer than
three months and all the cases I had ever tried. They interviewed
neighbors in every place and lawyers whom I'd tried cases against.
I mean it's an excruciating investigation," Sparks says.
His second son encouraged him
to accept the appointment. "I had one son left at home. It
was kind of giving us both a new start," Sparks says. The appointment
finally came by President Bush on October 1, 1991-but not before
another investigation, this one by the US attorney general, and
a hearing before the US Senate.
Sparks accepted and moved back
to Austin.
A man with strong opinions
By inclination-and the fact
that he can't be turned out of office by voters-Judge Sparks feels
free to state his opinion, say whatever he wants, however he wants
to.
"I was brought up that
way by parents who said you've got to be careful about what you
say but don't worry what other people think. I guess maybe my whole
family, to their detriment on occasion, followed that line of thought."
Sometimes he does this in prose
and sometimes-former Plan II scholar that he is-he does it in verse,
if the muse strikes him. It makes his pronouncements more memorable-and
sometimes the stuff of urban legend.
In 1998, Alan Hamilton and Robert
Barnhart sued in US District Court to stop the City of Austin's
seasonal cleaning of the historic Barton Springs Pool. They claimed
that lowering water levels at the spring-fed city pool-a prerequisite
for cleaning-could endanger its already officially endangered wildlife
inhabitant, the Barton Springs salamander. The city argued that
the cleaning was necessary to keep the pool safe for human swimming.
Sparks ruled that the city should proceed with the usual scrubbing.
But he opined with a rhyme:
"Barton Springs is a
true Austin shrine,
A hundred years of swimming sublime.
Now the plaintiffs say swimmers must go
'Cause of "stress" to critters, fifty or so.
"They want no cleaning
because of these bottom feeders,
Saying it's the law from our congressional leaders.
But really nothing has changed in all these years
Despite federal laws and these plaintiffs' fears.
"Both salamander and
swimmer enjoy the springs that are cool.
And cleaning is necessary for both species in the pool.
The City is doing its best with full federal support,
So no temporary injunction shall issue from this Court.
"Therefore, today, Austin
citizens get away with a rhyme;
But, the truth is they might not be so lucky the next time.
The Endangered Species Act in its extreme makes no sense.
Only Congress can change it to make this problem past tense."
"When I was growing up,
I was a big fan of Ogden Nash, who used to write for The New
Yorker," Sparks says. "His poems were short, succinct
and had a little message in there. I always liked him. I've got
his books at home. I write cards for friends, and I just wrote a
toast for a friend of mine whose son is going to get married. And
I write poems to my kids-mainly with a hidden message in there,
sometimes not so hidden."
The "salamander poem"
ricocheted through the Internet and landed prominently in The
New York Times.
"My son saw it there and
called my wife and asked her if I was taking my medication. I take
high blood pressure medication," Sparks says.
Sparks says that in the Barton
Springs Pool ruling, he meant his message for the public. "We
have the Congress who has never seen fit until recently to amend
the Endangered Species Act. The act itself does not give much discretion
one way or the other," he says. "You remember the case
of the snail darter. You had a two hundred million dollar dam in
Tennessee that was going to give electricity to people for hundreds
of miles around-and it's never been operational because a small
fish, the snail darter (another endangered species) lives under
the area of the dam, which is crazy. But congress for political
reasons has never amended the statute.
"That's the reason I put
that poem in there. Nobody but the appellate court was going to
read the thirty-eight very, very dry pages of legal recitation that
followed it, but I wanted people to understand what a significant
problem the statute without exception imposed. I will admit I got
a lot more publicity than I intended."
Environmental attorney Bill
Bunch of the Save Our Springs Alliance shakes his head at Sparks'
assessment of the Endangered Species Act and calls the plaintiffs'
motion to halt the pool cleaning a "sham lawsuit brought by
developers to have the pool shut down."
Bunch says the suit's goal was
to create "a backlash of the community against the Endangered
Species Act and environmental groups that were trying to protect
the salamander and the springs."
"I believe the judge knew
it was a sham and didn't hold them accountable," says Bunch,
"but he wrote the poem to make the point that the law is extreme."
Spark's poetry is not always
of serious purpose. When an inmate of a Texas prison sued Penthouse
magazine for half a million dollars for publishing what he called
a disappointing layout of Paula Jones, Sparks fined the prisoner
for filing a frivolous lawsuit, and dismissed the case with a short
Christmas poem (it was filed in December 2000) which said, in part:
"'Twas the night before
Christmas and all through the prison
Inmates were planning
their new porno mission...
The minute his Penthouse issue arrived,
The minister ripped it open to see what was inside.
But what to his wondering eyes should appear-
Not Paula Jones' promised privates, but only her rear.
Life has its disappointments. Some come out of the blue
But that doesn't mean that a prisoner should sue."
In 2002, the Barton Springs
salamander wriggled into Judge Sparks' courtroom again. Sparks turned
to prose this time.
"Within a year of achieving
endangered status, the Salamander expanded its exclusive habitat
to include the docket of this Court and has lived here since then,
sounding its three-inch presence from the piles of pleadings like
a rhinoceros' snort," he wrote in his ruling in a lawsuit filed
by the Save Our Springs Alliance against the US Fish and Wildlife
Service and US Environmental Protection Agency (EPA).
Siding with the plaintiff Save
Our Springs Alliance, the judge slammed the EPA for dragging its
feet in its review of construction permit regulations for the Barton
Springs watershed.
"The Court cannot fathom
why an entity as resourceful and mammoth as the federal government
needs fifteen months, the gestation period of a black rhinoceros,
to complete a consultation concerning the effects of construction
on a three-inch creature."
In a 2004 case (Klein-Becker
LLC, et al. v. William Stanley, et al) he was asked to referee
a dispute between lawyers at a deposition. That's when he turned
his exasperated eloquence on the attorneys practicing in his courtroom.
He wrote an order denying one side's "emergency motion"
to prolong a deposition into the evening hours.
"When the undersigned accepted
the appointment from the President of the United States of the position
now held, he was ready to face the daily practice of law in federal
courts with presumably competent lawyers. No one warned the undersigned
that in many instances his responsibility would be the same as a
person who supervised kindergarten. Frankly, the undersigned would
guess the lawyers in this case did not attend kindergarten as they
never learned how to get along well with others. Notwithstanding
the history of filings and antagonistic motions full of personal
insults and requiring multiple discovery hearings, earning the disgust
of this Court, the lawyers continue ad infinitum.
"The Court simply wants
to scream to these lawyers, 'Get a life' or 'Do you have any other
cases?' or 'When is the last time you registered for anger management
classes?'
"If the lawyers in this
case do not change, immediately, their manner of practice and start
conducting themselves as competent to practice in the federal court,
the Court will contemplate and may enter an order requiring the
parties to obtain new counsel."
The lawyers straightened right
up. And Sparks' rebuke reverberated through the worldwide legal
community.
"I never dreamed that anyone
would be interested in that kindergarten order," Sparks says.
"I think it went all across the Internet and I couldn't believe
it. I got e-mails from Europe and Canada."
"Every week we come up
with something very important here in the court that somebody ought
to write about-and then when you get mad and come in and dictate
off (the top of) your head just to blow off a little steam
."
that's when everyone pays attention, he says.
Still, in that kindergarten
order, he had a message that he wanted attorneys to hear: Bellicose
behavior by dueling attorneys exists more than it used to and more
than it should.
"Part of it is inexperience,"
Sparks says. "Part of it is a lawyer thinking that's the way
they should act, that it's macho to be tough. Of course it's just
the opposite. If you're contentious with your opponents, that takes
up time. If you can pick up the telephone and call your opponent
and say, 'Look I'm really busy I can't take that deposition on Tuesday.
Can you make it on Saturday?' And you do that with them and they
do that with you-that means you can practice more, take on more
and that means you can try more cases. And that's the only thing
that makes sense.
"Now I didn't like a lot
of the lawyers I competed with when I practiced trial law. We didn't
like each other. We didn't invite each other to our homes and that
type of thing. But we got along because it was necessary. We were
busy lawyers. We didn't have enough time to do this stuff. I mean,
you want to be tough in the courtroom, but before you get in the
courtroom you ought to relax and enjoy life and you can't when you're
being contentious."
It's part of a larger message,
the mission he's picked for himself as Austin's highest civic authority:
Training lawyers to conduct themselves professionally in the courtroom.
Sparks believes that many of
today's lawyers lack the skills and seasoning of previous generations
of their profession. Lawyers used to be able to chalk up a lot more
hours of "boxing" with other attorneys under the eye of
a judge.
"There are fewer trials
nowadays than there used to be-though lawyers make a good bit more
money than they used to," Sparks says. "It's not so much
an erosion of standards. I thought for a while that people were
just more incompetent but then after about a year on this job, I
realized it's the fact that so many of them are just inexperienced.
They don't want to give up this particular client, so they are over
here (in Sparks' courtroom) trying a case and sometimes it doesn't
come natural to them when to object or how to object or what they
should do. If they tried eighty cases, they wouldn't have a problem.
"It's like my brother and
I learned from our dad. You don't get to be a good boxer until you
learn that you don't want your nose broken again and you don't want
that scar tissue-and it's the same in trying lawsuits.
"When I was trying lawsuits,
I was trying at least twenty verdicts every year for years and years
and years. Back in those days lawyers made a fair wage but they
didn't make what lawyers make today.
"For example my law clerks
make more money the first year they leave me than I do. And so they're
under pressure to be profitable. The environment doesn't permit
you to go down there and do all the trials that we once did, like
all those trials on insurance subrogation (to substitute one person
before another with respect to a claim or right). They all had the
same rules. You select the jury, present the evidence, argue the
case. It may take you a couple of days to try the case and then
you've made a couple a hundred dollars. Well, lawyers don't have
that chance any more. That's just the way of the world works right
now.
"So I just hope that I
can help improve the caliber of trial lawyers. I want competent
lawyers to try lawsuits in the state and federal courts," Sparks
says.
"And I think it's no secret
I don't tolerate lawyers who are not prepared. I trust that lawyers
who practice over here will become more competent the next time
they're out. And that's the only thing. That's the only reason I
took this job."
Mark G. Mitchell has covered
courts for a couple of newspapers, but the closest he has come to
actually practicing law was in his high school performance as Henry
Drummond in the play based on the Scopes Monkey Trial, Inherit the
Wind. You may e-mail Mark at mgmitchell@goodlifemag.com.
The Law According to
US District Judge Sam Sparks
A federal judge is appointed
to serve for life and with this security comes enormous responsibility.
Here is a small sample of cases decided by Judge Sparks since his
appointment fourteen years ago by President H.W. Bush.
1994-Judge Sparks decides
for the plaintiff in the case of Steve Jackson Games et al. v.
the US Secret Service and the United States Government. Four
years earlier, the Secret Service had raided Jackson's offices and
seized computers, searching for a sensitive file that one of Jackson's
employees may have posted on the Illuminati Online bulletin board
service operated by the game company. Jackson, assisted in his lawsuit
by the Electronic Frontier Foundation, claimed the government had
unlawfully seized his published work product. Sparks awarded more
than fifty thousand dollars in damages to Steve Jackson Games, citing
lost profits and violations of the Privacy Protection Act of 1980.
1995-Sparks sentences
a young computer hacker, University of Texas student Chris Lamprecht,
to federal prison for money laundering and bans him from using "the
Internet or any computer network" after his release from prison
until 2003.
1997-Sparks orders an
election be held on campaign-finance reforms for City of Austin
elections, as requested by plaintiffs in Austinites for a Little
Less Corruption v. City of Austin.
1998-Sparks rules that
two of the campaign-finance reform measures passed by Austin voters
in the November 1997 election are unconstitutional: Section 8(I),
which totally prohibited expenditures by corporations, associations
or labor unions to support or oppose a ballot item, and Section
8(J), which limited an individual from contributing more than $100
to a political action committee in a single calendar year.
Sparks refuses Death Row inmate
Carla Faye Tucker's request to stay her execution until her lawsuit
against Texas clemency procedures are resolved. He says in his decision
that there is "no constitutional right to clemency under federal
law." Tucker was executed February 3, 1998.
2000-Sparks rules that
Ford Motor Company cannot sell vehicles over the Internet in Texas
and that state regulators did not violate Ford's constitutional
rights by prohibiting the company's use of a web site to sell used
cars.
Ford had sued the Texas Department
of Transportation (TxDOT) Motor Vehicles Division after the agency
cracked down on the manufacturer for its Internet sales site. Ford
claimed that TxDOT violated the First Amendment and the "commerce
clause" of the Constitution by trying to regulate how the Internet
is used. In Texas cars can only be sold through dealers.
Though Ford delivered its cars
to dealers and allowed the dealers to close on the transactions
begun on the web site, Sparks says that procedure didn't legitimize
the sales activity that the state says is illegal in other mediums.
"Thus," Sparks writes, "the plaintiff is prohibited
from selling motor vehicles to consumers by mail, phone calls, leafleting,
skywriting or drum signals, as well as on a plane, on a train, in
a house, or with a mouse."
2001-Sparks rules that
the Lower Colorado River Authority (LCRA) can continue constructing
its water pipeline along US Highway 290 West to Dripping Springs.
Three environmental groups, the Hays County Water Planning Partnership,
the Save Our Springs Alliance and Save Barton Creek Association,
had sued the LCRA, the US Corps of Engineers and the US Department
of the Interior to halt installation of the fourteen-mile water
line until the Corps and the US Fish and Wildlife Service completed
their "consultation
on all the effects of the project
on endangered species," namely the Barton Springs salamander.
The In Fact Daily newsletter reported that Sparks said in
court, "These folks are never going to agree about any biological
opinion-never. But they say they don't have enough information here
because
the Endangered Species Act is one act that the Congress doesn't
have the guts to suspend or to amend."
Sparks sentences Juanita Lozano,
a former aide to George W. Bush's presidential campaign, to a year
in jail for mailing secret debate material to Democratic rival Al
Gore's campaign and then lying about it to a grand jury. Lozano
later admitted to leaking a video tape of candidate Bush practicing
a campaign debate, along with other confidential debate material,
to a Gore associate. Sparks gives Lozano a three-year probated sentence
and fines her three thousand dollars. He also scolds her for trying
to disrupt the presidential election.
2002-Sparks ruefully
allows Longhorn Partners to move forward in retrofitting its Longhorn
Pipeline to carry gasoline, diesel and jet fuel through the City
of Austin (on a seven hundred mile transit from Houston to El Paso)
without permitting from the city, saying he believes regulation
of the pipeline is a federal matter exempt from local interference.
The city, a Central Texas water
conservation district, and two landowners had sued Longhorn Partners
to try to force compliance with the city's environmental monitoring
standards.
Sparks writes in his opinion,
"Had the court been granted more discretion, at a very minimum,
the undersigned would find it reasonable to order Longhorn to replace
the fifty-two-year-old pipe in all populated areas and in areas
that affect people's drinking water supply. However, the court has
no such discretion.
"Time will only tell if
(Longhorn Partners' own) mitigation measures will be sufficient
to contain the dangers inherent in this decrepit pipeline, and the
people and critters in its threatening shadow can only hope and
pray that they will."
2004-Sparks rules that
the University of Texas and state agencies have the right to use
filters to block e-mail spam. White Buffalo Ventures LLC had sued
to force the University to accept and deliver to campus computers
unsolicited e-mail ads for its on-line dating service, LonghornSingles.com.
White Buffalo argued that the university in blocking its ads had
interfered with the company's First Amendment right to free speech.
Texas Attorney General Greg
Abbott argued that the university, with limited computer resources,
has the right to block illegal and legal spam that burdens its systems.
Sparks agrees, writing that the university could use technology
like spam filters "to conserve server space and safeguard the
time and resources of its employees, students and faculty."
2005-On October 18, Sparks
renders a sixteen-page decision regarding the challenge to the smoking
ban ordinance that voters had approved May 7. The suit was brought
by a group of Austin bar owners who claimed that their businesses
were hurt by the ban, which took effect September 1. Sparks' decision
criticized the plaintiffs' "everything-but-the-kitchen-sink-style"
petition and he refused to grant an injunction that would prevent
enforcement of the ordinance as a whole, finding against the plaintiffs
on most of the grounds presented in the petition. The decision stated
"
it is clear that there is no constitutional right to
smoke in a public place."
Sparks' decision did, however,
order the City of Austin to observe the restrictions mandated by
a new state law by not imposing any fine that exceeds five hundred
dollars (instead of up to two thousand dollars, as provided in the
smoking ban ordinance). The decision also ordered the city not to
suspend or revoke any city permits or licenses without first allowing
for expeditious judicial review.
-Mark G. Mitchell and
Ken Martin
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